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Regulatory Manager - wholesale and Investment Management

Luogo: City of London, London
Stipendio: plus benefits and bonus
Postato: giorni 10 fa
Tipologia di contratto: Permanent
Industria: Compliance & Financial Crime, Risk
Nome del contatto: Victoria Heathcote
Contatto email: vh@ojassociates.com

Victoria Heathcote

Director, UK

See more of Victoria Heathcote's jobs

Regulatory Manager - wholesale and Investment Management

Regulatory manager - Market Abuse, trade Surveillance, Conflict of Interest.
London


I have a number of opportunities for technically proficient wholesale and investment management regulatory professionals.

Specific experience of Conflict of Interest, Trade Surveillance , Market Abuse and controls within a regulated / trading floor environment.

Regulatory manager - Market Abuse, Trade Surveillance, Conflict of Interest.
London
Banking and Investment Management

I have a number of opportunities for technically proficient wholesale and investment management regulatory professionals.

Specific experience of Conflict of Interest, Trade Surveillance , Market Abuse and Conduct controls within a regulated / trading floor environment.

I am interested in speaking to candidates from either the FCA, Advisory firm or financial institution.

If you would like to discuss further please e mail me on vh@ojassociates.com

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