Collegamento...

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Head of Compliance

Titolo: Head of Compliance
Tipologia di contratto: Permanent
Luogo: Cheshire, England
Industria:
Stipendio: £90000 - £110000 per annum + Car, Bonus
: ASAP
Arbitro: 741852_1578302095
Nome del contatto: Rachel Nelson
Contatto email: rachel.nelson@ojassociates.com
Lavoro pubblicato: giorni 16 fa

Descrizione del lavoro

  • Responsible for creating, completing, reporting and overseeing the implementation of remedial measures where deficiencies have been identified on the following at least annually to the Board:
    • Compliance Risk Assessment (CRA) and
    • Compliance Monitoring Programme (CMP)
  • Support the CRO in articulating a compelling vision, incorporating strategic goals and short-and medium-term priorities
  • Set clear, challenging and stretching objectives with a concrete focus on business results, behaviours and continual development. Monitor and review objectives with team members on a regular basis, providing the necessary resources and support
  • Conduct regulatory due diligence and regulatory and conduct risk assessments of all proposed new acquisitions and new appointed representatives.